Division of Securities and Retail Franchising - Richmond, Virginia State Corporation Commission
1300 East Main Street, Richmond, VA 23219
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VA
Description
The Virginia Division of Securities and Retail Franchising is responsible for the regulation of securities, broker-dealers, broker-dealer agents, investment advisers and their representatives. It is also responsible for the registration of franchises and trademarks in Virginia. The Division answers inquiries, provides investor education programs, handles complaints, performs audits, and conducts investigations regarding code violations relating to Securities and Retail Franchising.
Providing organization
Virginia State Corporation Commission
The State Corporation Commission is an independent department of Virginia state government with delegated legislative, administrative and judicial powers. It strives to apply law and regulation to balance the interests of citizens, businesses and customers in regulating Virginia's business and economic concerns and works continually to improve the regulatory and administrative processes.